Dennis Richardson
Dennis Richardson is a registered investment advisor at LPL Financial LLC, based in Rochester Hills, MI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1460 Walton Blvd Ste 65, Rochester Hills, MI, 48309-1729
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is involved in several outside business activities. He offers non-variable insurance products (life, disability, income, LTC, and fixed annuities), works as a real estate agent, is part owner of a Third Party Administrator (TPA), has a business entity for tax/investment purposes, and owns rental real estate. He dedicates a few hours per week to the TPA and minimal time to the other activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations15 states
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