Pamela Appell is a CFA-designated registered investment advisor at Mma Securities LLC, based in Schaumburg, IL, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
20 N. Martingale Road, Ste. 100, Schaumburg, IL, 60173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Pamela provides investment advisory services through IHT Wealth Management, an independent investment advisor firm, starting in April 2025. This activity takes nearly full-time hours.
Employment History
Current Registrations
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
LPL Financial LLCBroker
Iht Wealth Management LLC
Plexus Financial Services, LLC
Plexus Financial Services, LLCBroker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
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