Pamela Appell is a CFA-designated registered investment advisor at Mma Securities LLC, based in Schaumburg, IL, with 15 years of industry experience. Pamela is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 10,839 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
For the MMA MyPath managed account service, participants pay an annual asset-based fee determined by the agreement between the plan sponsor and MMA Securities. This fee is used to cover administrative costs and expenses payable to service providers, and MMA Securities does not retain any portion of the fee. Fees are generally calculated based on account balances at the end of each quarter and debited directly from participant accounts by the recordkeeper. The In-Plan Advice online service is provided at no direct fee to plan participants.
Location
20 N. Martingale Road, Ste. 100, Schaumburg, IL, 60173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Pamela provides investment advisory services through IHT Wealth Management, an independent investment advisor firm, starting in April 2025. This activity takes nearly full-time hours.
Employment History
Current Registrations
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
LPL Financial LLCBroker
Iht Wealth Management LLC
Plexus Financial Services, LLC
Plexus Financial Services, LLCBroker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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