SC
SC

Scott Cantwell

17 Years of Experience
Horsham, PA
1 DisclosureBrokerSells Insurance

Scott Cantwell is a registered investment advisor at MML Investors Services, LLC, based in Horsham, PA, with 17 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

220 Gibraltar Road, Suite 350, Horsham, PA, 19044-2306

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
Other Business ActivitiesSells Insurance

Scott is an agent selling individual life, disability income (DI), long-term care (LTC), and fixed annuities since 2018. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2014 - Present · 12 yrs 7 mos
MML Investors Services, LLCBroker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Cv Brokerage, INCBroker
September 2010 - June 2013 · 2 yrs 9 mos
NFP Securities, INC.Broker
January 2008 - March 2010 · 2 yrs 2 mos
State Registrations5 states
FLNJNVNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors