Lisa Moberly is a registered investment advisor at Mariner Wealth, based in Overland Park, KS, with 16 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
5700 W. 112th Street, Suite 500, Overland Park, KS, 66211
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa works as a Senior Relationship Manager for Mariner Wealth Advisors and MSEC, LLC, dedicating full-time hours to each during securities trading hours. She also works for Instacart as a grocery delivery person, spending about 10-20% of her time outside of securities trading hours.
Employment History
Current Registrations
Mariner Wealth
Msec, LLC
Msec, LLCBroker
Previous Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations22 states
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