Jason Baum
Jason Baum is a CFA, CFP, ChFC-designated registered investment advisor at Cwa Asset Management Group, based in Naples, FL, with 19 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 8 more. Their firm serves 1,976 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.15% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15.0M - $25.0M | 0.75% |
| $25.0M - $35.0M | 0.65% |
| $35.0M - $45.0M | 0.55% |
| $45M+ | 0.50% |
Fees are negotiable. Certain legacy clients pay up to 1.75% on the first $1M and 1.25% on assets between $1M and $10M. Specialized strategies like the Capital Tax Advantage Strategy incur an additional 0.25% annual fee.
Fee Estimator
Location
9130 Galleria Court, Third Floor, Naples, FL, 34109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jason is insurance licensed, but the filing does not specify the type of insurance or time commitment.
Employment History
Current Registrations
Cwa Asset Management Group
Previous Registrations
Mariner Wealth Advisors
Rehmann Financial Network, LLCBroker
Rehmann Financial
Royal Alliance Associates, INC.Broker
Ciccarelli Advisory Services INC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Questar Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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