JM
JM

John Malloy

17 Years of Experience
Atlanta, GA
Broker

John Malloy is a registered investment advisor at Wells Fargo Advisors, based in Atlanta, GA, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3280 Peachtree Rd NE Ste 300 & 400, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is an advisory board member for Smyrna Grove HOA since November 2024. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Advisors
March 2026 - Present · 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2026 - Present · 2 mos
Wells Fargo Advisors Financial Network, LLC
March 2026 - Present · 2 mos
Wells Fargo Advisors
November 2011 - Present · 14 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
October 2008 - Present · 17 yrs 7 mos
State Registrations2 states
GASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.