Michael Smalley is a CFP-designated registered investment advisor, based in Spokane, WA, with 15 years of industry experience.
Location
111 S Post St, #2260, Spokane, WA, 99201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael works as a wealth manager for Merit Financial Group and as an advisor for Viren and Associates, dedicating full-time and about half his time respectively. He also provides fixed insurance advice, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
Mariner Independent Advisor Network, LLC
LPL Financial LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations13 states
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