JP
JP

John Pierre

1 Year of Experience
Charlotte, NC
Broker

John Pierre is a registered investment advisor, based in Charlotte, NC, with 1 years of industry experience.

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John owns and operates a fitness training business, providing health and wellness services to clients since May 2024. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Vanguard Marketing CorporationBroker
February 2026 - Present · 3 mos
Vanguard Advisers, INC.
February 2026 - Present · 3 mos
Vanguard Marketing Corporation
February 2026 - Present · 3 mos
Previous Registrations
LPL Enterprise, LLC
July 2025 - October 2025 · 3 mos
LPL Enterprise, LLCBroker
July 2025 - October 2025 · 3 mos
Raymond James & Associates, INC.
November 2024 - July 2025 · 8 mos
Raymond James & Associates, INC.Broker
November 2024 - July 2025 · 8 mos
Gunnallen Financial, INCBroker
August 2007 - September 2007 · 1 mo
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Pierre - Financial Advisor | TrueAdvisor