Jason Brooks is a registered investment advisor, based in Glen Allen, VA, with 17 years of industry experience.
Location
4300 Cox Rd, Glen Allen, VA, 23060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason provides support to a bank program in a registered principal capacity and works as a Practice Support Manager for Atlantic Union Financial Consultants, spending about half his time on each. He also performs brewery business research as an independent contractor for Secret Hopper, LLC, dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Clearing, LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLC
Wachovia Securities, LLCBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.