Benjamin Siedlik is a registered investment advisor, based in Fairfield, IA, with 11 years of industry experience.
Location
1776 Pleasant Plain Road, Fairfield, IA, 52556
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin works as an administrative representative of a registered investment advisor (RIA) since May 2022. This activity, which includes trading, takes about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2022 - Present · 3 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2022 - Present · 3 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis)
December 2021 - August 2022 · 8 mos
Bancwest Investment Services, INC.Broker
December 2021 - August 2022 · 8 mos
Securities America Advisors, INC.
May 2015 - June 2021 · 6 yrs 1 mo
Securities America, INC.Broker
April 2014 - June 2021 · 7 yrs 2 mos
State Registrations2 states
IANE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.