Frederick Gartenlaub is a CFP-designated registered investment advisor at Sound Asset Management, INC., based in Mason, OH, with 18 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 55 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fee schedule may be negotiable in the case of multiple account relationships and other special circumstances. Minimum fee of $250.
Fee Estimator
Location
969 Reading Rd Suite K, Mason, OH, 45040
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Frederick is the sole member of Garden Leaf Financial Services LLC, providing income tax preparation and IRS representation since 2009. He spends nearly full-time on this business, with increased hours during tax season.
Employment History
Current Registrations
Sound Asset Management, INC.
State Registrations1 state
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