Yi Li is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 9 years of industry experience. Yi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
485 Madison Ave 12th Fl Ste 1200, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Yi works as a private client advisor for East West Bank, advising clients on banking-related services. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Cacm
Canam Investor Services, LLCBroker
Hsbc Securities (USA) INC.Broker
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Nylife Securities LLCBroker
Ardour Capital Investments, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.