DK
DK

Douglas Klimah

18 Years of Experience
Oak Brook, IL
Broker

Douglas Klimah is a registered investment advisor at Cetera Investment Advisers LLC, based in Oak Brook, IL, with 18 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1200 Harger Road Suite 325, Oak Brook, IL, 60523

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas is an investment executive at Megent Financial, providing financial advice to clients, which takes a full-time commitment. He also provides notarial services at Megant Financial, spending minimal time per week notarizing union member documents.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
May 2019 - Present · 7 yrs
Cetera Advisors LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisors LLC
May 2019 - March 2024 · 4 yrs 10 mos
Opus Wealth Management Group
April 2016 - May 2019 · 3 yrs 1 mo
LPL Financial LLCBroker
April 2016 - June 2019 · 3 yrs 2 mos
Fsc Securities Corporation
May 2013 - May 2016 · 3 yrs
Fsc Securities CorporationBroker
September 2012 - May 2016 · 3 yrs 8 mos
LPL Financial LLCBroker
August 2007 - October 2012 · 5 yrs 2 mos
State Registrations30 states
AKALARAZCACOFLGAIAILINKSKYMIMNMOMSNMNVNYOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.