Christopher Garvin
Christopher Garvin is a registered investment advisor at Nomura Investment Management Business Trust, based in Philadelphia, PA, with 18 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 287 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 1.00% |
| $25.0M - $50.0M | 0.80% |
| $50M+ | 0.75% |
Representative fee schedule varies significantly by strategy and asset class. The schedule shown reflects the highest standard equity strategy (US Small Cap Value Equity). Fixed income strategies generally range from 0.10% to 0.60%. Fees are negotiable.
Fee Estimator
Location
Philadelphia, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nomura Investment Management Business Trust
Delaware Distributors, L.P.Broker
Delaware Distributors, L.P.
Previous Registrations
Delaware Capital Management Advisers, INC
Clearbridge Investments, LLC
Legg Mason Investor Services, LLCBroker
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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