VA
VA

Vikrant Arya

16 Years of Experience
Chicago, IL
Broker

Vikrant Arya is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 16 years of industry experience. Vikrant operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Vikrant is a member of the Executive Committee and Leadership Committee Member DE&I Sub-Committee for the Defined Contribution Institutional Investment Association (DCIIA), a non-profit focused on retirement security. He dedicates minimal time to this role, primarily advising on strategic direction and diversity, equity, and inclusion initiatives.

Employment History
Current Registrations
Nuveen Asset Management, LLC
October 2021 - Present · 4 yrs 9 mos
Nuveen Securities, LLC
October 2021 - Present · 4 yrs 9 mos
Nuveen Securities, LLCBroker
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Blackrock Investment Management, LLC
November 2009 - June 2021 · 11 yrs 7 mos
Blackrock Investments, LLCBroker
October 2009 - June 2021 · 11 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.