Lisa Reddick is a registered investment advisor, based in Indianapolis, IN, with 18 years of industry experience.
Location
8801 River Crossing Blvd, Suite 100, Indianapolis, IN, 46240
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
June 2025 - Present · 1 yr 3 mos
Allworth Financial, L.P.
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Sheaff Brock Investment Advisors, LLC
January 2025 - September 2025 · 8 mos
J.P. Morgan Securities LLCBroker
May 2024 - December 2024 · 7 mos
J.P. Morgan Securities LLC
February 2024 - December 2024 · 10 mos
Sheaff Brock Investment Advisors, LLC
September 2017 - February 2024 · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
June 2007 - August 2017 · 10 yrs 2 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.