Katherine Groce is a registered investment advisor at Prostatis Financial Advisors Group, based in Hanover, MD, with 13 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,639 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.90% |
| $2.5M - $3.5M | 0.80% |
| $3.5M+ | 0.75% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
7580 Buckingham Blvd, Suite 180, Hanover, MD, 21076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine works as a Client Service Manager at Prostatis Financial Advisors Group since 2012, assisting advisors and clients with operations, planning, and service related to investments. This role takes nearly all of Katherine's time.
Employment History
Current Registrations
Prostatis Financial Advisors Group
Previous Registrations
Peak Brokerage Services, LLCBroker
Taylor Capital Management INC.Broker
National Securities CorporationBroker
Prime Capital Services, INC.Broker
Nylife Securities LLCBroker
State Registrations1 state
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