Samuel Lee
Samuel Lee is a registered investment advisor at Cetera Investment Advisers LLC, based in Roseburg, OR, with 18 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1294 NW Highland St, Roseburg, OR, 97470
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel sells fixed insurance products, including life insurance, annuities, and long-term care, as an insurance agent. He also co-owns a ranch, is the secretary for Western Financial Inc, treasurer for Douglas County, and partial owner of a campground.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations7 states
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