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Richard Darrow

18 Years of Experience
Clemson, SC
Broker

Richard Darrow is a registered investment advisor, based in Clemson, SC, with 18 years of industry experience.

Location

Clemson, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a board member at YMCA Camp Woodstock, dedicating minimal time. He is also an advisory representative of a RIA (CIRA) and an Investment Advisor Representative at Clear Sailing Investment Group, spending full-time hours on these investment-related activities.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2018 - Present · 8 yrs 3 mos
Cambridge Investment Research Advisors, INC.
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - February 2018 · 1 yr 4 mos
Cetera Advisors LLCBroker
October 2016 - February 2018 · 1 yr 4 mos
Investors Capital CORP.Broker
August 2012 - October 2016 · 4 yrs 2 mos
Investors Capital Advisory
August 2012 - October 2016 · 4 yrs 2 mos
Sagepoint Financial, INC.
January 2009 - August 2012 · 3 yrs 7 mos
Sagepoint Financial, INC.Broker
June 2007 - August 2012 · 5 yrs 2 mos
State Registrations9 states
AZCTFLMAMENHRISCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Darrow - Financial Advisor | TrueAdvisor