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CFP
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CFP

Sathya Patterson

LPL Financial LLC
19 Years of Experience
Rancho Palos Verdes, CA
Broker
View SEC Summary
View SEC Summary

Sathya Patterson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rancho Palos Verdes, CA, with 19 years of industry experience. Sathya is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

550 Silver Spur Rd Ste 350, Rancho Palos Verdes, CA, 90275

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sathya operates under the DBA Arise Private Wealth for his LPL business and owns Surf and Sage LLC for tax/investment purposes, dedicating full-time hours to it. He also owns Heart of Ananda, spending minimal time on it, and rental real estate, spending minimal time on it as well.

Employment History
Current Registrations
LPL Financial LLC
June 2021 - Present · 5 yrs 4 mos
LPL Financial LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2018 - July 2021 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLC
August 2018 - July 2021 · 2 yrs 11 mos
Halbert Hargrove
April 2008 - August 2018 · 10 yrs 4 mos
Halbert, Hargrove & CO.Broker
August 2007 - December 2010 · 3 yrs 4 mos
State Registrations35 states
ALAZCACOCTDCFLGAHIIDILKSLAMAMDMNMOMSMTNCNENJNVNYOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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