Sathya Patterson
Sathya Patterson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rancho Palos Verdes, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
550 Silver Spur Rd Ste 350, Rancho Palos Verdes, CA, 90275
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sathya operates under the DBA Arise Private Wealth for his LPL business and owns Surf and Sage LLC for tax/investment purposes, dedicating full-time hours to it. He also owns Heart of Ananda, spending minimal time on it, and rental real estate, spending minimal time on it as well.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Halbert Hargrove
Halbert, Hargrove & CO.Broker
State Registrations34 states
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