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Darrell Fox

18 Years of Experience
Groton, CT
Broker

Darrell Fox is a registered investment advisor at Ameriprise Financial Services, LLC, based in Groton, CT, with 18 years of industry experience. Darrell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

495 Gold Star Hwy Ste 301, Groton, CT, 06340

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Darrell owns commercial real estate and is a member of a real estate business. He also serves as Vice President of Public Relations for Fox, though this takes minimal time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 4 mos
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - January 2011 · 3 yrs
Wells Fargo Advisors, LLCBroker
January 2008 - January 2011 · 3 yrs
A. G. Edwards & Sons, INC.
August 2007 - January 2008 · 5 mos
A. G. Edwards & Sons, INC.Broker
July 2007 - January 2008 · 6 mos
State Registrations15 states
AZCTFLILMAMEMONCNHNYORRITNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.