Timothy Oberley
Timothy Oberley is a registered investment advisor at Independent Wealth Network, INC., based in Urbandale, IA, with 18 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,365 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independent Wealth Network (IWN) is compensated with fees based on a percentage of the average daily value of your investments each month. The fees are deducted directly from your account. The exact management fee is negotiated between you and your advisor, but IWN requires a program fee of 0.10% of assets per year and does not allow advisors to charge more than 2.50% of assets per year. For accounts held away at other custodians, the program fee is higher.
Location
2350 NW 128th St, Urbandale, IA, 50323
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2012Other Business ActivitiesSells Insurance
Timothy is the owner and insurance advisor at Capital Insurance & Financial Services, LLC, dedicating about a quarter of his time to insurance product sales since 2001. He also owns Visions in Renovations, LLC, a real estate business, spending about 10-20% of his time renovating, renting, or reselling properties since 2016.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The O.N. Equity Sales CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.