Brad Woods is a registered investment advisor, based in Niles, MI, with 18 years of industry experience.
Location
Niles, MI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brad is an advisory representative of a registered investment advisor, CIRA, and the president/independent insurance agent for Woods Financial Services LLC. He dedicates a significant amount of time, approximately full-time, to these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2017 - Present · 8 yrs 8 mos
Cambridge Investment Research Advisors, INC.
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
CUNA Brokerage Services, INC.
August 2017 - September 2017 · 1 mo
CUNA Brokerage Services, INC.Broker
August 2017 - September 2017 · 1 mo
Cuso Financial Services, L.P.Broker
January 2009 - August 2017 · 8 yrs 7 mos
Cuso Financial Services, L.P.
January 2009 - August 2017 · 8 yrs 7 mos
Wachovia Securities, LLCBroker
January 2008 - February 2009 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
July 2007 - January 2008 · 6 mos
State Registrations8 states
FLGAILINMIORTNWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.