Brian Latta is a registered investment advisor, based in Des Moines, IA, with 16 years of industry experience.
Location
711 High St, Des Moines, IA, 50392
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is an access/supervised person of Principal Global Investors, LLC. He also holds Financial and Healthcare Power of Attorney for his father, dedicating minimal time to this uncompensated, non-investment-related activity.
Employment History
Current Registrations
Principal Funds Distributor, INC.Broker
Principal Securities, INC.Broker
Principal Funds Distributor, INC.
Principal Securities, INC.
Principal Asset Management
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.