Daniel Andriola is a registered investment advisor, based in Allen, TX, with 15 years of industry experience.
Location
Allen, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Distributors LLC
November 2013 - Present · 12 yrs 6 mos
Eagle Strategies LLC
November 2013 - Present · 12 yrs 6 mos
Nylife Distributors LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Prudential Financial Planning Services
December 2009 - December 2011 · 2 yrs
Pruco Securities, LLC.Broker
September 2009 - December 2011 · 2 yrs 3 mos
AXA Advisors, LLC
March 2009 - August 2009 · 5 mos
AXA Advisors, LLCBroker
February 2009 - August 2009 · 6 mos
State Registrations10 states
AKCACTHIMTNJNYTXUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.