SM
SM

Samuel Morales

16 Years of Experience
Los Angeles, CA
Broker

Samuel Morales is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samuel owns rental property in Desert Hot Springs, California, since 2013, dedicating minimal time outside business hours. He is also a co-owner of Alma Mater Educational Services LLC in Los Angeles since 2011, spending minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
August 2024 - Present · 1 yr 9 mos
Morgan StanleyBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2019 - April 2024 · 4 yrs 11 mos
Citigroup Global Markets INC.
May 2019 - April 2024 · 4 yrs 11 mos
J.P. Morgan Securities LLCBroker
May 2013 - May 2019 · 6 yrs
J.P. Morgan Securities LLC
May 2013 - May 2019 · 6 yrs
Metlife Securities INC.
November 2011 - April 2013 · 1 yr 5 mos
Metlife Securities INC.Broker
September 2011 - April 2013 · 1 yr 7 mos
J.P. Morgan Securities LLC
July 2010 - September 2011 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
July 2010 - September 2011 · 1 yr 2 mos
Deutsche Bank Securities INC.
January 2010 - July 2010 · 6 mos
Deutsche Bank Securities INC.Broker
November 2009 - July 2010 · 8 mos
State Registrations41 states
AKALAZCACOCTDCFLGAIDILINKSLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.