JL
JL

James Robert Lister

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
724 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.1B

Fee Structure

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Location

1004 Main Street, Winchester, MA, 01890

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James owns rental real estate properties and provides investment advisory services through Shepherd Financial Partners, dedicating about a quarter of his time to the latter. He also sells life insurance or fixed annuities, spending a few hours per week on this activity.

Employment History
Current Registrations
Shepherd Financial Partners, LLC
April 2016 - Present · 9 yrs 10 mos
LPL Financial LLCBroker
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
LPL Financial LLC
April 2011 - September 2016 · 5 yrs 5 mos
First Investors CorporationBroker
September 2007 - January 2011 · 3 yrs 4 mos
State Registrations7 states
DCFLMAMENCNHTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Robert Lister - Financial Advisor | TrueAdvisor