David Tokar is a registered investment advisor, based in Wheaton, IL, with 14 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a member of Drahthaar 2, LLC, a startup medical device company, contributing capital. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
First Trust Portfolios L.P.
March 2020 - Present · 6 yrs 6 mos
First Trust Advisors LP
March 2020 - Present · 6 yrs 6 mos
First Trust Portfolios L.P.Broker
March 2020 - Present · 6 yrs 6 mos
Previous Registrations
Invesco Advisers, INC.
September 2015 - March 2020 · 4 yrs 6 mos
Invesco Distributors, INC.Broker
September 2015 - March 2020 · 4 yrs 6 mos
Incapital Insurance Services, LLCBroker
February 2015 - August 2015 · 6 mos
Incapital LLCBroker
February 2015 - August 2015 · 6 mos
Foreside Fund Services, LLCBroker
May 2013 - June 2014 · 1 yr 1 mo
Guggenheim Funds Distributors, INC.Broker
February 2010 - March 2012 · 2 yrs 1 mo
Claymore Securities, INC.Broker
September 2008 - November 2008 · 2 mos
State Registrations10 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.