JS
CFA
JS
CFA
Joshua Shaffer
3 Years of Experience
Columbus, OH
4 Disclosures
Joshua Shaffer is a CFA-designated registered investment advisor at Trinity Financial Advisors LLC, based in Columbus, OH, with 3 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 210 clients with $670M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
210 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$670.0M
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.90% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable. The firm generally imposes a $10,000 minimum annual investment advisory fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
760 Communications Parkway, Suite 200, Columbus, OH, 43214
Get directionsHistory
Regulatory History (4)
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Financial
April 2024Final
Judgment / Lien
September 2023Judgment / Lien
April 2023Judgment / Lien
April 2023Employment History
Current Registrations
Trinity Financial Advisors LLC
April 2026 - Present · 6 mos
Previous Registrations
Hamilton Capital
December 2018 - April 2019 · 4 mos
Halite Partners, LLC
October 2017 - November 2018 · 1 yr 1 mo
Morgan Stanley
June 2016 - June 2017 · 1 yr
Morgan StanleyBroker
May 2016 - June 2017 · 1 yr 1 mo
State Registrations1 state
OH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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