Luke Krmpotich is a registered investment advisor, based in Annapolis, MD, with 12 years of industry experience.
Location
888 Bestgate Rd., Ste 315, Annapolis, MD, 21401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Luke is an advisory representative of a Registered Investment Advisor (RIA), spending about 10-20% of his time on investment-related activities. He is also an independent insurance agent and uses a DBA for his securities business, spending about two-thirds of his time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.