Roberto Montiel is a registered investment advisor, based in Dallas, TX, with 13 years of industry experience.
Location
Citi Private Bank, 300 Crescent Court, Suite 950, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
June 2022 - Present · 4 yrs 1 mo
Citi Private Alternatives, LLC
June 2022 - Present · 4 yrs 1 mo
Citigroup Global Markets INC.
September 2020 - Present · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
July 2019 - Present · 7 yrs
Citigroup Global Markets INC.
July 2019 - Present · 7 yrs
Previous Registrations
Citi Global Advisory, LLC
June 2022 - June 2010 · 0 mos
J.P. Morgan Securities LLCBroker
December 2014 - July 2019 · 4 yrs 7 mos
Caris & Company, INC.Broker
September 2008 - October 2009 · 1 yr 1 mo
Friedman, Billings, Ramsey & CO., INC.Broker
August 2007 - September 2008 · 1 yr 1 mo
State Registrations8 states
COCTFLMANJNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.