MS
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Matthew Schlicht

16 Years of Experience
Rochester, NY
Broker

Matthew Schlicht is a registered investment advisor at Morgan Stanley, based in Rochester, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

300 Linden Oaks, Suite 200, Rochester, NY, 14625

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew serves as power of attorney since November 2022. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - November 2022 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - November 2022 · 10 yrs 4 mos
Wall Street Financial Group, INC
July 2011 - May 2012 · 10 mos
Wall Street Financial Group, INC.Broker
July 2011 - May 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - July 2011 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Matthew Schlicht - Financial Advisor | TrueAdvisor