David Whelan
David Whelan is a registered investment advisor at Empower Advisory Group, LLC, based in Firestone, CO, with 15 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.
Fee Estimator
Location
Firestone, CO
Get directionsHistory
Regulatory History (1)
Judgment / Lien
June 2018Other Business Activities
David serves as a Military Police Soldier in the Colorado Army National Guard since 2009, dedicating one weekend a month and two full weeks during the summer. He is also a Trustee for the Town of Firestone, providing policy and direction oversight.
Employment History
Current Registrations
Empower Advisory Group, LLC
Empower Financial Services, INC.
Empower Financial Services, INC.Broker
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
Chase Investment Services CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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