RD
RD

Robert Dipadua

18 Years of Experience
Naples, FL
Broker

Robert Dipadua is a registered investment advisor at Ameriprise Financial Services, LLC, based in Naples, FL, with 18 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Naples, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2024 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLC
August 2024 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Planmember Securities Corporation
August 2023 - June 2024 · 10 mos
Planmember Securities CorporationBroker
August 2023 - June 2024 · 10 mos
Pallas Capital Advisors, LLC
June 2022 - May 2023 · 11 mos
Nylife Securities LLCBroker
March 2022 - June 2022 · 3 mos
Lincoln Financial Securities CorporationBroker
October 2021 - December 2021 · 2 mos
Lincoln Financial Advisors Corporation
March 2019 - December 2021 · 2 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
March 2019 - December 2021 · 2 yrs 9 mos
Prudential Financial Planning Services
January 2013 - March 2019 · 6 yrs 2 mos
Pruco Securities, LLC.Broker
July 2007 - March 2019 · 11 yrs 8 mos
State Registrations2 states
FLRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.