David Monteith is a registered investment advisor, based in Charlotte, NC, with 18 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
February 2025 - Present · 1 yr 3 mos
Vanguard Advisers, INC.
February 2025 - Present · 1 yr 3 mos
Vanguard Marketing CorporationBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Facet
March 2024 - October 2024 · 7 mos
Vanguard Advisers, INC.
November 2017 - April 2024 · 6 yrs 5 mos
Vanguard Marketing CorporationBroker
June 2007 - April 2024 · 16 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.