Kathleen Byrnes
Kathleen Byrnes is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Carlsbad, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1000 Aviara Pkwy, Carlsbad, CA, 92011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kathleen is a board member of the Carlsbad Fire Department Foundation since 2021, dedicating minimal time to the organization. The foundation supports the Carlsbad Fire Department through funding, education, outreach, and scholarships.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Alliancebernstein Investments, INC.Broker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
State Registrations35 states
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