Daniel Wheless
Daniel Wheless is a registered investment advisor at Awm Financial Services INC., based in The Woodlands, TX, with 18 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 209 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee of up to 2.0%, depending on asset size, plan complexity, and required services. Money market fund investments are charged a reduced fee of 0.25%. An annual administrative and technology fee of $50 applies to all accounts.
Fee Estimator
Location
9595 Six Pines Drive, Building 4 Suite 4230, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is the CEO and Investment Advisor Representative at AWM Financial Services, Inc., an investment advisor firm. He dedicates about 10-20% of his time to this role, which includes life insurance and annuity sales.
Employment History
Current Registrations
Awm Financial Services INC.
Portfolio Dynamix
Previous Registrations
Portfolio Dynamix
Formula Folio Investments
Retirement Wealth Advisors, INC.
Awm Financial Services INC.
Awm Financial Services INC. DBA Allied Wealth Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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