Carlton Buckley
Carlton Buckley is a registered investment advisor at Cetera Investment Advisers LLC, based in Heathrow, FL, with 18 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1275 Lake Heathrow Lane, Heathrow, FL, 32746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlton works full-time offering financial and investment advisory services, including variable annuities, mutual funds, stocks, bonds, ETFs, financial planning, and insurance sales. He also dedicates about a quarter of his time as a senior financial advisor at The Curtis Anthony Group, and a few hours per week to life insurance sales and annuity recommendations.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Kovack Securities INC.Broker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations20 states
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