KC
KC

Kenneth Cooper

49 Years of Experience
Towson, MD
1 DisclosureBrokerSells Insurance

Kenneth Cooper is a registered investment advisor at LPL Financial LLC, based in Towson, MD, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Towson, MD

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007
Denied
Other Business ActivitiesSells Insurance

Kenneth operates under the DBA Financial Solutions Advisory for his LPL business since 2021 and has been involved with non-variable insurance since 1996. He also has outside employment with MetLife Group Benefits since 2016 and is a Notary Public since 2010, dedicating minimal time to this.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2021 - Present · 4 yrs 5 mos
LPL Financial LLC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - December 2021 · 4 yrs 9 mos
MML Investors Services, LLC
March 2017 - December 2021 · 4 yrs 9 mos
Msi Financial Services, INC.
August 2013 - March 2017 · 3 yrs 7 mos
Metlife Securities INC.
November 2000 - December 2012 · 12 yrs 1 mo
Msi Financial Services, INC.Broker
February 1987 - March 2017 · 30 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 1987 - July 2007 · 20 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
March 1972 - February 1982 · 9 yrs 11 mos
State Registrations5 states
DEFLMAMDPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.