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Jenna Brown

Empirikal Partners LLC
13 Years of Experience
Syracuse, NY
2 DisclosuresSells Insurance
View SEC Summary
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Jenna Brown is a registered investment advisor at Empirikal Partners LLC, based in Syracuse, NY, with 13 years of industry experience. Jenna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 199 clients with $88M in assets under management.

Empirikal Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
199 clients
Average Client Portfolio
$440K average
Assets Under Management
$87.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2M+0.85%

Fees for accounts over $2,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Syracuse, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2019
Final
Employment Separation After Allegations
February 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jenna is an independent insurance agent since 2017, selling and servicing life, accident, and health insurance. This takes about 10-20% of her time, with a few hours per week during securities trading hours.

Employment History
Current Registrations
Empirikal Partners LLC
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Lifemark Securities CORP.
April 2018 - September 2022 · 4 yrs 5 mos
Lifemark Securities CORP.Broker
April 2018 - September 2022 · 4 yrs 5 mos
Cadaret Grant & CO INC
January 2018 - February 2018 · 1 mo
Cadaret, Grant & CO., INC.Broker
August 2017 - February 2018 · 6 mos
Cadaret Grant & CO INC
August 2017 - December 2017 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - August 2017 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - August 2017 · 2 yrs 10 mos
LPL Financial LLC
October 2012 - September 2014 · 1 yr 11 mos
LPL Financial LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
AXA Advisors, LLC
July 2012 - September 2012 · 2 mos
AXA Advisors, LLCBroker
May 2012 - September 2012 · 4 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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