JB
JB

Jenna a Brown

12 Years of Experience
2 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
170 clients
Average Client Portfolio
$518K average
Assets Under Management
$88.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2M+0.85%

Fees negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

Syracuse, NY

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2019
Final
Employment Separation After Allegations
February 2018
Other Business ActivitiesSells Insurance

Jenna is an independent insurance agent since 2017, selling and servicing life, accident, and health insurance. This takes about 10-20% of her time, with a few hours per week during securities trading hours.

Employment History
Current Registrations
Empirikal Partners LLC
July 2023 - Present · 2 yrs 7 mos
Previous Registrations
Lifemark Securities CORP.
April 2018 - September 2022 · 4 yrs 5 mos
Lifemark Securities CORP.Broker
April 2018 - September 2022 · 4 yrs 5 mos
Cadaret Grant & CO INC
January 2018 - February 2018 · 1 mo
Cadaret, Grant & CO., INC.Broker
August 2017 - February 2018 · 6 mos
Cadaret Grant & CO INC
August 2017 - December 2017 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - August 2017 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - August 2017 · 2 yrs 10 mos
LPL Financial LLC
October 2012 - September 2014 · 1 yr 11 mos
LPL Financial LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
AXA Advisors, LLC
July 2012 - September 2012 · 2 mos
AXA Advisors, LLCBroker
May 2012 - September 2012 · 4 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.