Jenna Brown
Jenna Brown is a registered investment advisor at Empirikal Partners LLC, based in Syracuse, NY, with 12 years of industry experience. Jenna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 170 clients with $88M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2M+ | 0.85% |
Fees negotiable for accounts over $2,000,000.
Fee Estimator
Location
Syracuse, NY
Get directionsHistory
Regulatory History (2)
Regulatory
January 2019Employment Separation After Allegations
February 2018Other Business ActivitiesSells Insurance
Jenna is an independent insurance agent since 2017, selling and servicing life, accident, and health insurance. This takes about 10-20% of her time, with a few hours per week during securities trading hours.
Employment History
Current Registrations
Empirikal Partners LLC
Previous Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
LPL Financial LLC
LPL Financial LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.