Daniel Sobrepena is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3840 Kilroy Airport Way, Suite 400, Long Beach, CA, 90806
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 3 yrs
Morgan StanleyBroker
September 2023 - Present · 3 yrs
Previous Registrations
Burnham Gibson Wealth Advisors, LLC
October 2022 - September 2023 · 11 mos
T. Rowe Price Investment Services, INC.Broker
September 2019 - October 2022 · 3 yrs 1 mo
CUNA Brokerage Services, INC.Broker
February 2016 - August 2019 · 3 yrs 6 mos
M Holdings Securities, INC.Broker
July 2013 - October 2015 · 2 yrs 3 mos
Alliancebernstein Investments, INC.Broker
October 2011 - July 2013 · 1 yr 9 mos
Chase Investment Services CORP.Broker
March 2010 - December 2010 · 9 mos
AXA Advisors, LLCBroker
July 2007 - September 2009 · 2 yrs 2 mos
State Registrations22 states
ARAZCACODCFLIDILKYMAMDNCNVNYOHORPATXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.