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Carla Jones

Empower Advisory Group, LLC
11 Years of Experience
Pflugerville, TX
5 DisclosuresBroker
View SEC Summary
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Carla Jones is a registered investment advisor at Empower Advisory Group, LLC, based in Pflugerville, TX, with 11 years of industry experience. Carla is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Empower Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Pflugerville, TX

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2020
Final
Financial
September 2020
Final
Financial
August 2020
Final
Financial
August 2020
Final
Financial
January 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empower Advisory Group, LLC
March 2026 - Present · 7 mos
Empower Financial Services, INC.
March 2026 - Present · 7 mos
Empower Financial Services, INC.Broker
March 2026 - Present · 7 mos
Previous Registrations
Alpaca Securities LLCBroker
April 2025 - March 2026 · 11 mos
Nationwide Investment Advisors, LLC
February 2023 - April 2025 · 2 yrs 2 mos
Nationwide Investment Services CorporationBroker
February 2023 - April 2025 · 2 yrs 2 mos
J.P. Morgan Securities LLC
March 2022 - January 2023 · 10 mos
J.P. Morgan Securities LLCBroker
March 2022 - January 2023 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2020 - November 2021 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2020 - November 2021 · 1 yr 9 mos
Chase Investment Services CORP.Broker
July 2007 - April 2012 · 4 yrs 9 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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