Lauren Mobley is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
September 2008 - June 2023 · 14 yrs 9 mos
RBC Capital Markets, LLCBroker
September 2008 - June 2023 · 14 yrs 9 mos
Wachovia Securities, LLCBroker
May 2008 - September 2008 · 4 mos
Wachovia Securities, LLC
May 2008 - September 2008 · 4 mos
Ameriprise Financial Services, INC.
September 2007 - May 2008 · 8 mos
Ameriprise Financial Services, INC.Broker
August 2007 - May 2008 · 9 mos
State Registrations27 states
ALAZCACOCTDCFLHIIDILKSLAMAMEMONCNJNMNVNYOKORPATNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.