Michael Kaplan
Michael Kaplan is a registered investment advisor at J.P. Morgan Securities LLC, based in Boston, MA, with 18 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
50 Rowes Wharf, 4th Floor, Boston, MA, 02110
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2007Other Business Activities
Michael is an owner/partner in LinksDao, Inc., a modern golf and leisure club, and Red Sky Hospitality LLC, a real estate venture. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Bear, Stearns & CO. INC.Broker
Bear, Stearns & CO. INC.
Ameriprise Financial Services, INC.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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