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Sumana Kar

12 Years of Experience
Irvine, CA
Broker

Sumana Kar is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sumana makes bead jewelry as a sole proprietor since May 2016, dedicating minimal time outside of business hours. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
November 2018 - Present · 7 yrs 6 mos
Morgan StanleyBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2015 - September 2017 · 2 yrs
Sagepoint Financial, INC.Broker
May 2015 - July 2015 · 2 mos
Sagepoint Financial, INC.Broker
June 2013 - December 2014 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.