Michael Schwenk is a registered investment advisor at Morgan Stanley, based in Riverhead, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
611 East Main Street, Riverhead, NY, 11901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2025 - Present · 1 yr 4 mos
Morgan Stanley
March 2025 - Present · 1 yr 4 mos
Previous Registrations
RBC Capital Markets, LLC
January 2012 - May 2025 · 13 yrs 4 mos
RBC Capital Markets, LLCBroker
January 2012 - May 2025 · 13 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2010 - January 2012 · 1 yr 10 mos
Stifel, Nicolaus & Company, Incorporated
March 2010 - January 2012 · 1 yr 10 mos
Wells Fargo Advisors, LLC
November 2008 - March 2010 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
August 2008 - March 2010 · 1 yr 7 mos
State Registrations38 states
AKALARAZCACOCTDCDEFLGAILINKSKYLAMAMDMEMNMSNCNHNJNMNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.