MG
MG

Marjorie Guy

18 Years of Experience
Charlotte, NC
Broker

Marjorie Guy is a registered investment advisor at Blackrock Investment Management, LLC, based in Charlotte, NC, with 18 years of industry experience. Marjorie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marjorie is a member of the Price Finance Advisory Board at the University of Oklahoma, attending meetings and advising the finance division. She also mentors a finance student, dedicating minimal time to these activities.

Employment History
Current Registrations
Blackrock Investment Management, LLC
January 2016 - Present · 10 yrs 4 mos
Blackrock Investments, LLC
February 2015 - Present · 11 yrs 3 mos
Blackrock Investments, LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Barclays Capital INC.
January 2009 - November 2014 · 5 yrs 10 mos
Barclays Capital INC.Broker
September 2008 - November 2014 · 6 yrs 2 mos
Lehman Brothers INC.
March 2008 - October 2008 · 7 mos
Lehman Brothers INC.Broker
October 2007 - September 2008 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.