Andrew Seefried is a registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, Capital Markets, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2022 - December 2024 · 2 yrs 10 mos
Citigroup Global Markets INC.
February 2022 - December 2024 · 2 yrs 10 mos
Citi Private Alternatives, LLCBroker
February 2022 - December 2024 · 2 yrs 10 mos
Citi Global Advisory, LLC
February 2022 - June 2010 · 0 mos
J.P. Morgan Securities LLC
February 2014 - January 2022 · 7 yrs 11 mos
J.P. Morgan Securities LLCBroker
January 2014 - January 2022 · 8 yrs
Hsbc Securities (USA) INC.Broker
January 2013 - December 2013 · 11 mos
First Republic Securities Company, LLCBroker
December 2010 - October 2011 · 10 mos
Chase Investment Services CORP.Broker
October 2007 - January 2010 · 2 yrs 3 mos
Commerce One Financial INC.Broker
July 2007 - August 2007 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.