Robert Elmer is a registered investment advisor, based in Redding, CA, with 13 years of industry experience.
Location
Redding, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
September 2022 - Present · 3 yrs 10 mos
Empower Advisory Group, LLC
September 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.Broker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2021 - December 2021 · 8 mos
J.P. Morgan Securities LLCBroker
April 2021 - December 2021 · 8 mos
TD Ameritrade, INC.
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade, INC.Broker
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade Investment Management, LLC
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
May 2017 - February 2018 · 9 mos
Scottrade, INC.Broker
July 2013 - February 2018 · 4 yrs 7 mos
LPL Financial Corporation
December 2007 - May 2009 · 1 yr 5 mos
LPL Financial CorporationBroker
November 2007 - May 2009 · 1 yr 6 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.