Nicole Parker
Nicole Parker is a registered investment advisor at Cetera Investment Advisers LLC, based in Plattsburgh, NY, with 18 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Plattsburgh, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicole owns rental property, provides notary services, and is an owner of Parker Sealcoat & Striping, LLC. She also works as an independent contractor providing securities and insurance services, dedicating about a quarter of her time to this, and owns real estate.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.